Transcript
Texas Ethics Commission
P.O. Box 12070
Austin, Texas 78711-2070
(512)463-5800
1-800-325-8506
PERSONAL FINANCIALSTATEMENT
Filed in accordance with chapter 572 of the Government Code. For filings required in 2009, covering calendar year ending December 31,2008. 1 1*0 pnpM PF55 - INSTRUCTION Ci J!DF when completing^ this form.
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FORM PFS COVER SHEET
PAGE #
Page 1 of 26
ACCOUNT *
OFFICE USE ONLY
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Laura
NICKNAME. LAST. SUFFIX
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Morrison
CO " 0
2 ADDRESS 610 Baylor St. Austin, TX 78703
Receipts HD / PM Legal Date Processed EJ (CHECK IF FILER'S HOME ADDRESS) Date Imaged
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3 TELEPHONE NUMBER 4 REASON FOR FILING STATEMENT
AREA CODE NUMBER; EXTENSION
(512)494-8702
(~| HAWDinATF
(INDICATE OFFICE)
!xl n Fr.TFD OFFICFR Austin City Council, Place 4 PI APPOINTFn OFFICFR PI FXPHHTIVF HFAD D FORMER OR RETIRED JUDGE SITTING BY ASSIGNMENT l~l STATE PARTY CHAIR f~l OTHFR
-
(INDICATE OFFICE)
(INDICATE AGENCY)
(INDICATE AGENCY)
(INDICATE PARTY)
(INDICATE POSITION)
5 Family members whose financial activity you are reporting (filer must report information about the financial activity of the filer's spouse or dependent children if the filer had actual control over that activity): SPOIJSF
DEPENDENT CHILD 1
Philip J. Morrison
2 3
d; ;,;;;,;«; :K,I ..f|jy you; ;ivvn h.'inm^n -ichv^v, out aiso tnut ui your soouse or a dependent cfukJ a you had actual control
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PO Box 12070
Austin, Texas 78711-2070
(512)463-5800
1-800-325-8506
SOURCES OF OCCUPATIONAL INCOME
D NOT APPLICABLE
PART 1A
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet.
1
INFORMATION RELATES TO
03 FILER
D SPOUSE
D DEPENDENT CHILD
2
NAME AND ADDRESS OF EMPLOYER / POSITION HELD EMPLOYMENT [X] EMPLOYED BY ANOTHER !~l (Check if Filer's Home Address)
City of Austin
301 W. 2nd St. Austin, TX 78701
Austin City Council Member, Place 4
NATURE OF OCCUPATION
Q SELF-EMPLOYED
INFORMATION RELATES TO
D FILER 0 SPOUSE
D DEPENDENT CHim
EMPLOYMENT 0 EMPLOYED BY ANOTHER
NAME AND ADDRESS OF EMPLOYER / POSITION HELD [~l (Check if Filer's Home Address)
University of Texas, Austin Physics Dept. 1 University Station Austin, TX78712 Professor
NATURE OF OCCUPATION
[] SELF-EMPLOYED
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
TX-PFS Software Version 1.0,6
Page 000002
P.OJ3gJLlggZ°_
_Austin. Texas 78711-2070
____
,
__
(512)463-5800 ____ 1^00^325-8506
STOCK
D NOT APPLICABLE
PART 2
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet.
1
BUSINESS ENTITY
NAME
ANADARKO PETROLEUM CORP
0 FILER C3 LESS THAN 100 F] 5,000 TO 9,999 O SPOUSE [~] 100 TO 499 fj 10,000 OR MORE . . , Q $5,000 - $9,999 FT] $10,000 - $24,999 n DEPENDENT CHILD [~] 1 ,>!(«) i t ) 4,!«<>
'••' STOCK J ILLD OR ACQUiREO BY
3
NUMBER OF SHARES
(7] 500 TO 999
—
Q S25.000--OR MORE
1
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IF SOLD LJ NET LOSS
| G LESS THAN $5,000 j
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BUSINESS ENTITY I j
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eflr,shirp Hathaway
STOCK HFI n OR ACOI liRFD RY ! & FILER NUMBER OF SHARES , j [Xj LESS THAN 100
In 5,000 TO 9,999
jXi SPOUSE G-SOOTCMM
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Q OCPC, Ll soorQ999 ' "
IP G 1,000 ! 0^,999 -
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[j $25,000 OR MORE j
j D LESS THAN $5,000
Q $5,000 - £9,999
Q $10,000 - $24,999
BUSINESS ENTITY
| Cisco Systems inc H SPOUSE [X] 100 TO 499
i i iO.OOO Uri MOHt
j_j $5,000 - $9,999 [_j $10,000 - $24,B99 |_J $2b,000-OR MOHb
STOCK HELD OR ACQUIRED BY 113 FILER NUMBER OF SHARES j Q LESS THAN 100
I | 6,000 i O 9,ss»
-• ',_~t LESS THAN $5,000
CJ DEPENDENT CHILD £] 500 TO 999 Q 1,000 TO 4,999
QUS'NCns TMTTf . K I iri n OR AOQUIRrn RY ! !XJ FILER j NUMBER OF SHAKES j n LESS THAN 100 fg SPOUSE Q 100 TO 499 fj DEPENDENT CHILD D soo TO 999 [xj 1,000 TO 4,999
i
I NET LOSS
\BUSINESS ENTITY ! n*IHnr
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STOCK HELD OR ACQUIRED BY ! P?l FILER NUMbtK Ul- aHAKtS j |Aj LESS THAN 100 i i » 5 f>OO IO <4 ^ftQ
R] SPOUSE [_J100IO499 • • if) ,'VtJ) O«
["] DEPENDENT CHILD LJ500IU999 LJ 1,000 IU 4.999 ft/f,".r^F f~1 sin ooo - 1 6?4 qnq
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I3r'i Aii-iw ATTACH AODITICMAL PAGES AS ^tCESSARY uuuinj.i
(512)463-5800
1-800-325-8506
STOCK
D NOT APPLICABLE
PART 2
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet.
1
BUSINESS ENTITY
NAME GABELLI EQUITY 0<] FILER [j LL-SS IHAN 100 D 5,000 TO 9,999 Q SPOUSE El 100 TO 499 L~] 10, 000 OK MORE f~1 S10.000 - $24.999 '•(AMi ' f~| S25.000-OR MORE n DEPENDENT CHILD Q 500 TO 999 O 1.000 TO 4.999
2 STOCK HELD OR ACQUIRED BY
3
NUyBER OF SHARES
/I, .p --.j r.
^2 WET CAIN
H LE33 THAN 50,000 Hj S5.000 - S9,999
j
BUSiiSiEoo ENT.TY 3TGCK J ICLO OR ACQUIRED BY
j ULNLKAL LLLCiKiC CUiVif Ai -. i
i
(XJ FILER
L! SPOUSE
Q DEPENDENT CHILD
NUMBER OF SHARES
| D LESS THAN 100
Q 100 TO 499
nsooTO999
iI |_J LESS THAN $5,000 LJ 55,000 - $9,999 J_J $10,000 521,999 J_J $25,000- OR MORE
i ' "NT! iUJS'NE '- ; '- V/K:! .! .!
STOCK HELD OR ACQUIRED BY j 13 FILER j NUMBER OF SHARES i [j Ltss IHAN 100
D SPOUSE [Xj 100 10499
O DEPENDENT CHILD [jt>oo 10999 LJ 1.000104,999
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BUSINESS ENTITY
Ishaf8S Russen 1000
Value Index Fund
STOCK HELD OR____ ACQUIRED BY I HI FILER __ _ I _ NUiviBbK Or- bHAKtS i LJ LESS THAN 100
jx] SPOUSE |_JiooT0499
j j 'O.'JOO OH MO^.t
Q DEPENDENT CHILD IXJ500TO999 LJ'.ooo TO 4,999
ir ^m n
r~! NET GAIN
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I LJ LESS THAN $5,000
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[J $5,000 - $9,999
|_| $10,000 - $24,239
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OF SHARES
j [j LESS THAN 100
(XJ100TO499
[j 500 TO 939
LJ 1,000 !04,uaa
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f~! NET GAIN
I_
PO. Box12070
Austin, Texas 78711-2070
(512)463-5800
1-300-325-8506
PART 2
STOCK
D NOT APPLICABLE
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet.
1
BUSINESS ENTITY
NAME
Ishares Trust S&P 500 Index Fund
0 FILER Q LESS THAN 100 fj 5.000 TO 9.999 0 SPOUSE [j" 100 TO 499 Q 10,000 OR MORE n DEPENDENT CHILD [J* 500 TO 999 Q<] 1.000 TO 4.999
2 STOCK HELD OR ACQUIRED BY
3
NUMBER OF SHARES
4
IF SOLD
D NET GAIN
_• - I' : I .( j'T'O
fj LESS THAN $5,000
Q S5.000 - $9.999
FJ] $10,000 - $24,999
Q $25,000-OR MORE
s-v * * o ' a. ; *~~ -"~^ if** i~~ *. i *?" i T\/
tJUo-rNGoo EN I ITY STOCK HELD OR ACQUIRED BY J NUMBER OF SHARES
NAME
JPMORGAN CHASE & CO
|Xj FILER |_J LESS THAN 100 O 5,000 TO 9,999 |_J SPOUSE i ! Utf'fcNOtN I" CHILD
i j
Q 100 TO 499
LH 10,000 OR MORE
1—1
JXJ 500 TO 999
Q 1 ,uuu i u 4,aaa
IF QOI n
P NET GAIN I
T.H.OOO • 39,909
fj $10,000 - $24,999
Q $25,000--OR MORE
STOCK HELD OR ACQUIRED BY NUMBER OF SHARES
FILER LESS THAN 100
Q SPOUSE Q 100 TO 499
DEPENDENT CHILD 500 TO 999 JXJ 1,000 TO 4,999
:r ovi_L/
STOCK HELD OR ACQUIRED BY j ! FILER ! NUivtbtK Ut- ij
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Q DEPENDENT CHILD
1/J 5UU IUa99 i i 1,Uuu lu 4,asa
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i O LfcSS (HAN $5,000
[j S5.UOO - $9,999
F $10,000 - $24,999 1
F $2b,0','0--OIJ, MOHt l
cnpv ANH ATTACH AnnmnwAi PARFS AS raye uuuuuo
TX-PFS Software Version 1.0.6
Texas Ethics Commission
P.O. Box 12070
Austin, Texas 78711-2070
(512)463-5800
1 300-325-8506
BONDS, NOTES & OTHER COMMERCIAL PAPER
D NOT APPLICABLE
PART 3
List all bonds, notes and other commercial paper held or acquired by you, your spouse, or a dependent child during the calendar year. If sold, indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet.
1
DESCRIPTION OF INSTRUMENT
BAG CAP TR IV
2
HELD OR ACQUIRED BY
FILER SPOUSE DEPENDENT CHILD
3
IF SOLD NET GAIN NET LOSS Q LESS THAN $5,000 [U $5,000 - $9,999 Q $10,000 - $24,999 Q $25,000~OR MORE
DESCRIPTION OF INSTRUMENT
CALIFORNIA INFR Municipal Bond
HELD OR ACQUIRED BY
FILER SPOUSE fj DEPENDENT CHILD
IF SOLD NET GAIN NET LOSS LESS THAN S5.000 Q 55,000 - $9.999 fj $10,000 - $24,999 Q $25,000--OR MORE
DESCRIPTION OF INSTRUMENT
CAPITAL CROSSING
HELD OR ACQUIRED BY
FILER SPOUSE DEPENDENT CHILD
IF SOLD NET GAIN MET LOSS LESS THAN 55,000 Q S5.000 - $9.999 Q $10.000 - $24;999 £] 525,000-OR MORE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Page 000006
TX-PFS Software Version 1.0.6
Texas Ethics Commission
P.O. Box 12070_
Austin, Texas 7871 1-2070
(512)463-5800
1-800-325-8506
BONDS, NOTES & OTHER COMMERCIAL PAPER
NOT APPLICABLE
PART 3
List all bonds, notes and other commercial paper held or acquired by you, your spouse, or a dependent child during the calendar year. If sold, indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet.
1
DESCRIPTION OF INSTRUMENT
CITIGROUP CAP TR IX
2
HELD OR ACQUIRED BY
FILER fj SPOUSE DEPENDENT CHILD
3 IF SOLD
NET GAIN NET LOSS LESS THAN $5.000 H] S5.000 - $9.999 £] 510,000 - 524,999 Q S25.000--OR MORE
DESCRIPTION OF INSTRUMENT
EAST SIDE UN HIG Municipal Bond
HELD OR ACQUIRED BY
FILER SPOUSE fj DEPENDENT CHILD
IF SOLD
NET GAIN NET LOSS LESS THAN $5,000 £] 55,000 - 59,999 D S10,000 - 524,999 Q $25,000--OR MORE
DESCRIPTION OF INSTRUMENT
MORGAN STNLY CAP
HELD OR ACQUIRED BY
FILER SPOUSE f_] DEPENDENT CHILD
IF SOLD NET GAIN NET LOSS LESS THAN $5.000 Q $5,000 - 59,999 Q 510.000 - S24.999 Q S25.000--OR MORE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
Page 000007
TX-PFS Software Version 1.0.6
Texas Ethics Commission
P.O. Box 12070
Austin, Texas 78711-2070
(512)463-5800
1-800-325-8506
BONDS, NOTES & OTHER COMMERCIAL PAPER
D NOT APPLICABLE
PART 3
List all bonds, notes and other commercial paper held or acquired by you, your spouse, or a dependent child during the calendar year. If sold, indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet.
1
DESCRIPTION OF INSTRUMENT
SPDRTRUSTUNITSR 1
2
HELD OR ACQUIRED BY
FILER SPOUSE Q DEPENDENT CHILD
3
IF SOLD
NET GAIN l NET LOSS LESS THAN 55,000 C] $5,000 - $9.999 £] S10.000 - $24,999 Q S25.000--OR MORE
DESCRIPTION OF INSTRUMENT
SAN FRANCISCO CALIF Municipal Bond
HELD OR ACQUIRED BY
FILER SPOUSE DEPENDENT CHILD
IF SOLD
NET GAIN NET LOSS LESS THAN S5.000 fj] 35,000 - S9.999 Q $10.000 - S24.999 FJH S25.000--OR MORE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Page 000008
TX-PFS Software Version 1.0.6
Texas Ethics Commission
P.O. Box 12070
Austin, Texas 7871 1-2070
(512)463-5800
1-800-325-8506
MUTUAL FUNDS
D NOT APPLICABLE
PART 4
List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If some or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet.
1
MUTUAL FUND
NAME
AIM Mid Cap Cora Equity Fund
2
SHARES OF MUTUAL FUND HELD OR ACQUIRED BY
FJ3 FILER
0 SPOUSE
Q DEPENDENT CHILD
3 NUMBER OF SHARES OF MUTUAL FUND
fj LESS THAN 100 fj 5,000 TO 9.999
fj 100 TO 499 fj 10,000 OR MORE
(3 500 TO 999
1,000 TO 4,999 FJ
4 IF SOLD
LJ NET GAIN f j NET LOSS NAME
Q LESS THAN 55,000
fj $5,000 - 59,999
fj S1 0,000 - S24.999
fj S25,000-OR MORE
MUTUAL FUND
AMERICAN Funds American BALANCED Fund
SHARES OF MUTUAL FUND HELD OR ACQUIRED BY NUMBER OF SHARES OF MUTUAL FUND IF SOLD
fj NET GAIN FJ] NET LOSS MUTUAL FUND
|7] FILER
[7] SPOUSE
fl DEPENDENT CHILD
rj LESS THAN 100 n 5,000 TO 9,999
fj 100 TO 499 fj 10.000 OR MORE
fj 500 TO 999
| 1,000 TO 4,999 3
D LESS THAN $5,000
Q S5.000 - $9,999
FJ $10,000 - $24,999
FJ S25.000-OR MORE
NAME AMERICAN Funds CAPITAL INCOME BUILDER
SHARES OF MUTUAL FUND HELD OR ACQUIRED BY
El FILER
0 SPOUSE
fj DEPENDENT CHILD
NUMBER OF SHARES OF MUTUAL FUND
n LESS THAN 100 n 5,000 TO 9,999
fj 100 TO 499 fj 10,000 OR MORE
[7] 500 TO 999
fj 1,000 TO 4,999
IF SOLD fj NET GAIN CD NET LOSS Q LESS THAN $5,000 Q S5.000 - $9,999 fj $10,000 - $24,999 PJ $25,000-OR MORE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
Page 000009
n-PFS Software Version 1.0.6